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Name | | | Age | | | Position | |
Linda F. Powers | | | 65 | | | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | |
J. Cofer Black | | | 71 | | | Class I Director | |
Dr. Alton L. Boynton | | | 76 | | | Class I Director, Chief Scientific Officer | |
Jerry Jasinowski | | | 82 | | | Class II Director | |
Dr. Navid Malik | | | 52 | | | Class III Director | |
Name of Beneficial Owner | | Number of Shares Beneficially Owned | | Percentage(1) | | | Number of Shares Beneficially Owned | | Percentage(1) | | ||||||||||||||||
Officers and Directors | | | | | | | | | | | | | | |||||||||||||
Alton L. Boynton, Ph.D.(2) | | | | 2,493,490 | | | | | *% | | | | | | 25,365,309 | | | | | 2.9% | | | ||||
Marnix L. Bosch, Ph.D., M.B.A.(3) | | | | 5,940,754 | | | | | 1.4% | | | | | | 34,040,941 | | | | | 3.9% | | | ||||
Linda F. Powers(4) | | | | 109,849,800 | | | | | 21.3% | | | | | | 29,411,759 | | | | | 3.5% | | | ||||
Leslie J. Goldman(5) | | | | 11,778,471 | | | | | 2.8% | | | | | | 172,742 | | | | | *% | | | ||||
Dr. Navid Malik(6) | | | | 5,109,062 | | | | | 1.2% | | | | | | 22,840,753 | | | | | 2.6% | | | ||||
Jerry Jasinowski(7) | | | | 4,774,137 | | | | | 1.1% | | | | | | 13,229,236 | | | | | 1.6% | | | ||||
J. Cofer Black(8) | | | | 964,687 | | | | | *% | | | | | | 5,888,251 | | | | | *% | | | ||||
All executive officers and directors as a group (7 persons) | | | | 140,910,401 | | | | | 25.8% | | | |||||||||||||||
5% Security Holders | | | ||||||||||||||||||||||||
Cognate BioServices, Inc.(9) 4800 East Shelby Drive Suite 108, Memphis, TN | | | | 124,621,395 | | | | | 23.7% | | | |||||||||||||||
Woodford Investment Management LLP(10) 9400 Garsington Road Oxford OX4 2NH, UK | | | | 24,815,028 | | | | | 6.0% | | | |||||||||||||||
All executive officers and directors as a group (seven persons) | | | | 130,948,991 | | | | | 13.9% | | |
Name | | | Age | | | Position | |
Linda F. Powers | | | 65 | | | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | |
Alton L. Boynton, Ph.D. | | | 76 | | | Class I Director, Chief Scientific Officer | |
Leslie J. Goldman | | | 75 | | | Senior Vice President, General Counsel | |
Marnix L. Bosch, Ph.D. | | | 62 | | | Chief Technical Officer | |
Name and Principal Position | | | Year | | | Salary ($) | | | Bonus ($) | | | Option Awards ($)(1) | | | Total ($) | | |||||||||||||||
Linda F. Powers Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | | | | 2020 | | | | | $ | 700,000 | | | | | $ | — | | | | | $ | 17,317,000 | | | | | $ | 18,017,000 | | |
| | | 2019 | | | | | $ | 502,000 | | | | | $ | 300,000(2) | | | | | $ | — | | | | | $ | 802,000 | | | ||
Leslie Goldman Senior Vice President, General Counsel and Business Development | | | | | 2020 | | | | | $ | 525,000 | | | | | $ | — | | | | | $ | 10,548,000 | | | | | $ | 11,073,000 | | |
| | | 2019 | | | | | $ | 375,000 | | | | | $ | 200,000(2) | | | | | $ | — | | | | | $ | 575,000 | | | ||
Marnix L. Bosch, Ph.D.(3) Chief Technical Officer | | | | | 2020 | | | | | $ | 480,000 | | | | | $ | — | | | | | $ | 7,494,000 | | | | | $ | 7,974,000 | | |
| | | 2019 | | | | | $ | 397,000 | | | | | $ | 100,000(2) | | | | | $ | — | | | | | $ | 497,000 | | |
Name | | | Number of Securities Underlying Unexercised Options (#) Exercisable(1) | | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | | Option Exercise Price ($) | | | Option Expiration Date | | |||||||||||||||
Linda F. Powers Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | | | | 39,200,000 | | | | | | — | | | | | | — | | | | | | 0.23 | | | | | | 5/28/2028 | | |
| | | | | 10,770,429(2) | | | | | | — | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 23,062,432(3) | | | | | | 9,496,292 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
| | | | | — | | | | | | — | | | | | | 11,789,879(4) | | | | | | 0.55 | | | | | | 9/2/2030 | | |
Leslie J. Goldman Senior Vice President, General Counsel and Business Development | | | | | 24,500,000(5) | | | | | | — | | | | | | | | | | | | 0.23 | | | | | | 5/28/2028 | | |
| | | | | — | | | | | | 20,000,000(6) | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 2,189,432(6) | | | | | | 6,365,023 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
| | | | | | | | | | | — | | | | | | 5,894,939(7) | | | | | | 0.55 | | | | | | 9/2/2030 | | |
Marnix L. Bosch | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chief Technical Officer | | | | | 31,770 | | | | | | 21,355 | | | | | | — | | | | | | 11.20 | | | | | | 6/23/2022 | | |
| | | | | 15,625(8) | | | | | | — | | | | | | — | | | | | | 8.80 | | | | | | 8/20/2022 | | |
| | | | | 7,940,182(9) | | | | | | — | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | |
| | | | | 10,798,729(10) | | | | | | — | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 11,780,098(11) | | | | | | 4,850,628 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
Name(1) | | | Year | | | Fees Earned or Paid in Cash ($)(3) | | | Option Awards ($)(2) | | | Total ($) | | ||||||||||||
Dr. Navid Malik | | | | | 2020 | | | | | | 150,000 | | | | | | 4,123,000 | | | | | | 4,273,000 | | |
Jerry Jasinowski | | | | | 2020 | | | | | | 150,000 | | | | | | 1,497,000 | | | | | | 1,647,000 | | |
J. Cofer Black | | | | | 2020 | | | | | | 150,000 | | | | | | 1,250,000 | | | | | | 1,400,000 | | |
By Order of the Board of Directors, /s/ Linda F. Powers | ||